Authorised Firms are recommended to possess a Compliance Manual for procedural guidance, and it makes it far easier to demonstrate their processes and procedures when inspected. We have extensive experience in this field and can assist firms by providing a template manual, or helping them to produce their own bespoke manual.
ICS Manual
ICS have developed an on-line compliance manual that covers all aspects of regulation. It explains the regulatory requirements in plain English and provides a suite of templates that can be personalised to the individual company’s needs. In this way a comprehensive compliance manual can be built up that meets all regulatory requirements. ICS will be keeping the online version of the manual up to date on a regular basis as and when regulatory changes are introduced.