IFA & investment compliance support
For firms dealing in investment services, ICS highly recommends the compliance support services offered by Haven Risk Management. Haven Risk Management shares the ICS approach to compliance support; like us they offer a combination of expert technical knowledge and practical expertise. They are providers of skilled person reports for the FSA and are recognised as ‘expert witnesses’ in cases relating to financial services compliance.
For more information about support services for IFA and investment compliance please call ICS on 01892 539600 or email us at enquiries@insurancecompliance.co.uk
Haven Risk Management clients range from individuals to multi-nationals and include IFAs, friendly societies, stockbrokers and investment managers. They cover the UK and Jersey with offices in the Midlands, Home Counties, London and Scotland. The company also maintains a presence in Malta.
Haven consultants are highly qualified and have a thorough understanding of financial services regulation. Their approach is first to assess in detail the regulatory risk of every area of a company’s business and only when they have a good understanding of a business and the regulatory risks it faces, are appropriate resources allocated. In this way, valuable management time is concentrated on those areas where it is most needed.