All firms undertaking regulated activities need to be authorised by the FSA. We can provide invaluable help, advice and assistance in the Part IV application process based on our experience in helping many firms of different size and type achieve authorisation.
Getting Authorised
ICS FSA Application Service
Assistance with completion of the Application for FSA Authorisation
Advice and the provision and personalisation of templates for the varied documents required by the FSA in support of the application.
The Compliance Manual, policies and procedures can be provided and personalised (as set out in our Compliance Manual installation service above) as part of the Application Service to meet FSA requirements.
Directors and senior managers need to apply to and be accepted by the FSA as Authorised Persons. Again our experience will help you achieve the required results in as timely and efficient manner as possible.